Anwendbar für alle Börsen in dem jeweiligen Land Mitteilungspflicht bedeutender Beteiligung BaFin approved regulator No Land Name der Börse Website Quelle - PDF Document

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  1. Anwendbar für alle Börsen in dem jeweiligen Land Mitteilungspflicht bedeutender Beteiligung BaFin approved regulator No Land Name der Börse Website Quelle Corporations Act 2001 Section 9 / 671B Listing rules chapter 3 No 3.4.1 Corporations Act 2001 Section 9 / 671B Listing rules chapter 12.22 (b) Corporations Act 2001 Section 9 / 671B Listing rules chapter 6.13 Securities Law of the People's Republic of China Article 67 (8) Securities Law of the People's Republic of China Article 67 (8) SFC - OUTLINE OF PART XV OF THE SECURITIES AND FUTURES ORDINANCE (CAP. 571) - DISCLOSURE OF INTERESTS Kapitel 1.1.3 (i) iVm Kapitel 2 Offenlegung ab 5 % ≈ der 20 Hauptaktionäre 1 Australien Australian Securities Exchange www.asx.com.au J X Offenlegung ab 5 % ≈ der 20 Hauptaktionäre 2 Australien Asia Pacific Exchange Limited (APX) www.apx.com.au J X Offenlegung ab 5 % ≈ der 20 Hauptaktionäre 3 Australien National Stock Exchange of Australia www.nsxa.com.au J X 4 China Shanghai Stock Exchange http://www.sse.com.cn/sseportal/en_us/ps/home.shtml Offenlegung ab 5 % J X China Shenzhen Stock Exchange Offenlegung ab 5 % J X 5 http://www.szse.cn/main/en/ 6 Hongkong Hong Kong Stock Exchange http://www.hkex.com.hk Offenlegung ab 5% N X SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISTION OF SHARES AND TAKEOVERS) REGULATIONS, 1997 Chapter II 7 Indien Bombay Stock Exchange (BSE) http://www.bseindia.com/ Offenlegung ab 5% J SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISTION OF SHARES AND TAKEOVERS) REGULATIONS, 1997 Chapter II 8 Indien National Stock Exchange of India (NSE) http://www.nseindia.com/ Offenlegung ab 5% J DECISION OF THE BOARD OF DIRECTORS OF THE JAKARTA STOCK EXCHANGE NUMBER : Kep-306/BEJ/07-2004 CONCERNING RULE NUMBER I-E CONCERNING THE OBLIGATION OF INFORMATION SUBMISSION Kapitel III.3.4.2.2 9 Indonesien Indonesia Stock Exchange (IDX) http://www.idx.co.id/ Offenlegung ab 5% N New Legislative Framework for Investor Protection "Financial Instruments and Exchange Law" page 16 New Legislative Framework for Investor Protection - "Financial Instruments and Exchange Law" page 16 New Legislative Framework for Investor Protection - "Financial Instruments and Exchange Law" page 16 10 Japan Tokyo Stock Exchange http://www.tse.or.jp Offenlegung ab 5 % J 11 Japan TSE - MOTHERS http://www.tse.or.jp/english/mothers/ Offenlegung ab 5 % J 12 Japan JASDAQ http://www.jasdaq.co.jp/index_e.html Offenlegung ab 5 % J

  2. Anwendbar für alle Börsen in dem jeweiligen Land Mitteilungspflicht bedeutender Beteiligung BaFin approved regulator No Land Name der Börse Website Quelle New Legislative Framework for Investor Protection - "Financial Instruments and Exchange Law" page 16 New Legislative Framework for Investor Protection - "Financial Instruments and Exchange Law" page 16 New Legislative Framework for Investor Protection - "Financial Instruments and Exchange Law" page 16 New Legislative Framework for Investor Protection - "Financial Instruments and Exchange Law" page 16 Policy Statement of Timely Disclosure page 5 Securities Act Section 1, 75 13 Japan Osaka Securities Exchange http://www.ose.or.jp Offenlegung ab 5 % J Japan Hercules (Part of the Osaka Stock Exchange) http://hercules.ose.or.jp/e/ Offenlegung ab 5 % J 14 15 Japan Nagoya Stock Exchange http://www.nse.or.jp/e/index.html Offenlegung ab 5 % J 16 Japan Centrex (Part of the Nagoya Stock Exchange) http://www.nse.or.jp/e/index.html Offenlegung ab 5 % J 17 Kanada Toronto Stock Exchange http://www.tsx.com Offenlegung ab 10 % N X Companies Act 1965 Part IV Division 3A - Substantial Shareholdings Securities Markets Act 1988 No 234 (as at 02 May 2008), Part 2 Subpart 3 – 21 (2) Art. 20 BEHG Mainboard Rules (S. 3 controlling shareholder) CORPORATE DISCLOSURE POLICY Rule 703 / 704 Listing Requirements - Section 8 Financial Information (8.63 e und f) 18 Malaysia Kuala Lumpur Stock Exchange http://www.klse.com.my Offenlegung ab 5 % N 19 Neuseeland New Zealand Stock Exchange http://www.nzx.com Offenlegung ab 5 % J X 20 Schweiz SIX Swiss Exchange http://www.six-swiss-exchange.com Offenlegung ab 3 % J X Offenlegung ab 15 % = controlling shareholder 21 Singapur SGX - Singapore Exchange http://www.sgx.com N X 22 Südafrika Johannesburg Stock Exchange http://www.jse.co.za Offenlegung ab 5% N X Securities And Exchange Act (Republic of Korea) Art. 188 (1) STOCK MARKET DISCLOSURE REGULATION § 2 (6) / § 7 (2) Nr.2 (Seite 13) Südkorea KRX Korea Exchange http://eng.krx.co.kr/ Offenlegung ab 10% J 23 Securities And Exchange Act (Republic of Korea) Art. 188 (1) STOCK MARKET DISCLOSURE REGULATION § 2 (6) / § 7 (2) Nr.2 (Seite 13) Securities and Exchange Act Art. 25 24 Südkorea KOSDAQ http://english.kosdaq.com/ Offenlegung ab 10% J 25 Taiwan Taiwan Stock Exchange http://www.twse.com.tw Offenlegung ab 10% J X

  3. Anwendbar für alle Börsen in dem jeweiligen Land Mitteilungspflicht bedeutender Beteiligung BaFin approved regulator No Land Name der Börse Website Quelle REGULATIONS OF THE STOCK EXCHANGE OF THAILANDRe: Rules, Conditions and Procedures Governing the Disclosure of Information and Other Acts of a Listed Company Seite 1 Definition / Seite 2 (3. (7) Securities Act of 1933 Schedule A No. 6 Securities Act of 1933 Schedule A No. 6 Securities Act of 1933 Schedule A No. 6 26 Thailand The Stock Exchange of Thailand http://www.set.or.th/th/index.html Offenlegung ab 10 % N 27 USA NYSE Amex http://www.nyse.com Offenlegung ab 10 % J X 28 USA NASDAQ http://www.nasdaq.com/ Offenlegung ab 10 % J X 29 USA New York Stock Exchange http://www.nyse.com Offenlegung ab 10 % J X